Senior Regulatory Compliance Officer

As a Senior Regulatory Compliance Officer, you will take a leadership role in identifying, evaluating, and managing compliance and regulatory risks.

You will drive key compliance initiatives, ensure adherence to the highest standards, and play a pivotal role in shaping the bank's compliance framework in Luxembourg.

Client Details

Our client is a well-established private bank, known for its tailored approach to serving a distinguished and demanding clientele.

Description

As Senior Regulatory Compliance Officer, your responsibilities will be :

Strategic Compliance Leadership:

• Oversee AML reporting and analysis for prospective and existing clients, ensuring robust risk management practices.
• Drive the implementation and execution of MiFID compliance reporting, providing strategic insights to enhance regulatory adherence.
• Develop and maintain comprehensive compliance controls to ensure full alignment with internal standards and regulatory requirements.

Regulatory Oversight and Reporting:

• Take ownership of internal and regulatory reporting, both recurring and ad hoc, delivering actionable insights to senior management.
• Collaborate with regulators and external auditors, representing the bank in compliance matters with confidence and authority.

Team Development:

• Mentor junior compliance team members, fostering a culture of excellence and continuous improvement.
• Lead cross-functional initiatives, contributing to the development of compliance-related IT projects and process enhancements.

Stakeholder Engagement:

• Act as a key liaison with internal and external stakeholders, ensuring clear communication and effective resolution of compliance issues.
• Stay abreast of regulatory developments, advising the management team on potential impacts and strategic responses.

Profile

The idea candidate Senior Regulatory Compliance Officer that we are looking for has the following profile, background and interpersonal skills:

• Master's degree in law, finance, economics, or a related field.
• 10 years of experience in compliance or audit within the banking sector, with a proven track record in AML and regulatory compliance.
• Experience in a Big4 firm or similar environment, particularly with external banking clients, is highly advantageous
• Proficiency in MS Office and familiarity with compliance-related IT systems.
• Strong analytical and critical thinking skills, with the ability to synthesize complex information into actionable strategies.
• Exceptional communication skills, both written and verbal.
• Fluency in French and English.
• Proven ability to manage projects, and influence senior stakeholders.

Job Offer

Our Client will offer to the right candidate :

• An opportunity to play a key role in a prestigious private bank, driving compliance strategies and contributing to its growth in Luxembourg.
• Work alongside a seasoned, professional team in a supportive, family-oriented corporate culture.
• An attractive salary package, complemented by a comprehensive range of extra-legal benefits of the "banking convention" (i.e. health insurance, pension scheme, extra holidays)