Senior Compliance Advisor (m/f)
Publiée le 16/09/2024
Lemanik Asset Management
Willing to reinforce its compliance team, Lemanik Asset Management SA, a Luxembourg based Management Company and authorized AIFM, part of Lemanik Group based in Switzerland, is looking for a:
Senior Compliance Advisor (m/f)
Your role
- Research and analyze operational and compliance data (shareholders register composition, blocked accounts, high risk accounts)
- Prepare AML reports to clients for each board meeting of funds
- Assist in consolidation and reporting to CSSF
- Create and maintain various operational reportings to other departments
- Prepare AML risk assessment for funds
- Maintain and develop policies for funds
- Ensure review of FATCA/CRS reports and ensure filing with regulatory authority
- Collect data and prepare due diligence questionnaires/reportings on funds and Lemanik
- Participate to AML due diligence on external fund administrators/transfer agents
- Liaising with internal and/or external parties on compliance matters.
Your profile
- Bac +3 or more in economics, finance, law or similar
- Minimum 3 years of experience working in Compliance and/or AML/CFT within the financial sector. Big 4 experience is a plus.
- Fluent in English and French
- Knowledge of investment funds, in particular shareholder register, transfer agent activity
- Good oral and written communication skills
- Autonomous, highly motivated, fast learner, analytical thinking, keen perception
- Proficient user of Microsoft Office applications, in particular Excel.
If you are interested in this opportunity and are looking to grow your career in a young, dynamic and international environment, please send us your application letter with detailed curriculum vitae (with a picture) in English via Moovijob.com (reference: “Senior Compliance Officer”).
Each application will be treated with the strictest confidentiality.
Prior to the conclusion of the working agreement, a copy of an official criminal record (bulletin no.3), issued for less than 2 months, will be required for consultation purpose.
