Compliance Manager (H/F)

Publiée le 01/11/2024

Harry Hope. logo

Harry Hope.


Temps de travail
Type de contrat
Expérience professionnelle
Niveau d'étude
Harry Hope, cabinet de recrutement accompagne candidats et entreprises dans leurs recherches des meilleures opportunités en France et à l'international. Afin de mieux répondre à vos enjeux, tous nos consultants sont spécialisés par secteur d'activité et zone géographique.

POSTE

The Group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices across global financial centres and currently employs over 5,200 people. The Group has been present in Luxembourg since 1989, where it employs over 700 people.

The asset management subsidiary, established in Luxembourg in 2005, manages the assets of some of the world's largest institutions, financial intermediaries, and their clients. The company's culture values independent thinkers and focuses on investment excellence, a long-term outlook, and a strong commitment to client service.

Under the supervision of the Luxembourg-based Head of Compliance and MLRO, the Compliance Manager ensures that all activities carried out by the subsidiary and its six EU branches comply with local regulatory requirements. They also monitor that the organization meets its AML/CTF obligations (including for the distribution network and institutional clients).

Your Role

- Support the Head of Compliance in ensuring that the activities of the MANCO and its EU branches (France, Belgium, Netherlands, Germany, Italy, and Spain) comply with all relevant regulations, rules, and evolving requirements.
- Execute the compliance monitoring plan, including thematic reviews, and report any recommendations or significant issues to the Head of Compliance.
- Assist the Head of Compliance in identifying, assessing, and mitigating compliance risks related to the business activities of the MANCO and its EU branches, such as new products, business relationships, or the expansion of operations and networks internationally.
- Develop and update compliance policies and procedures for the MANCO and its branches.
- Provide guidance and support to staff and governing bodies on compliance-related matters.
- Assist the Head of Compliance in preparing various compliance reports for the Board of Directors, regulators, and the Group.
- Support the MLRO in all AML/CTF-related tasks and functions.
- Conduct second-line AML/CTF controls as part of the overall monitoring plan.
- Carry out detailed and timely investigations of AML/CTF alerts as required.
- Oversee AML/CTF compliance for delegatees.

PROFIL

Your Profile

Minimum of 6 years of experience as a Compliance Officer, Internal Auditor, External Auditor specializing in asset management, or Regulatory Compliance Advisor.
In-depth knowledge of regulations applicable to Management Companies and Alternative Investment Fund Managers.
Expertise in AML/CTF laws and compliance regulations related to distribution (local, EU, and international).
Strong understanding of regulatory frameworks (UCITS V, AIFMD, etc.).
Excellent organizational skills and attention to detail.
Flexible, pragmatic, and solution-oriented mindset.
Proactive, with a strong drive for decision-making and implementation.
Excellent communication skills, both written and verbal, in English.
Fluency in French and English; knowledge of other EU languages is an asset.
Harry Hope. logo

Harry Hope.

5 Place de la Gare
L-1616 Luxembourg
Luxembourg

Recrutement Harry Hope.

Compliance Manager (H/F)

Postulez en ligne

Compliance Manager (H/F)

 
 
 
 

Formats supportés :
.pdf, .doc, .docx, .odt (taille max : 10 mo).



Ex : Lettre de motivation, portfolio, etc.

Formats supportés :
.pdf, .doc, .docx, .odt, .png, .jpg, .jpeg, .gif (taille max : 10 mo).


Profitez-en pour créer un compte gratuit et sécurisé afin de rejoindre la communauté Moovijob.com.

 
 
i
Utilisez au moins huit caractères avec des lettres, un chiffre et un symbole
Confidentialité

Chez Moovijob.com nous veillons à la sécurité de vos données. Votre compte Moovijob.com n’apparaîtra jamais publiquement. Nous respectons les paramètres de confidentialité que vous définissez. Seules les entreprises pour lesquelles vous postulez ou celles utilisant la CVthèque Moovijob.com peuvent avoir accès à votre profil, si vous l’avez décidé.


Soyez informé de l'état du marché luxembourgeois et recevez nos conseils lors de ce rendez-vous mensuel !

En postulant sur Moovijob.com, vous acceptez les informations légales.


RDV la semaine du 25/11