Internal Controller (m/w/d)
Publiée le 09/09/2024
ODDO BHF SE
- Francfort-sur-le-Main
- Comptabilité / Contrôle de gestion / Fiscalité
- Finance
Internal Controller
Banque Privée France
ODDO BHF SCA Internal Control is a central, second-level department that works with all the Front (Private Bankers/Assistants), Middle (Middle Securities, Middle Life Insurance, Credit, Estates, Reporting Services, etc.), Back (Services and all the departments within it), IT (Dev' teams) and Functions (Risk, Legal, Compliance and Internal Audit) teams.
Reporting to the Head of Internal Control for Private Banking within the European Operations teams, you will join a team of 4 internal controllers in France and 6 in Germany, in charge of the control plan and monitoring of the business line's operational risk. You will liaise with all the stakeholders in the Bank and the Group's support functions (Risk, Compliance, Legal, IT, etc.) and help to build a European internal control system.
Your main tasks are :
- Implementing and monitoring the control plan,
- Defining, implementing, and monitoring action plans resulting from controls,
- Propose solutions for improving/simplifying existing processes,
- Applying Compliance rules in terms of customer relationship entry (account openings), customer relationship management (KYC, investor profiles, etc.) and AML-FT (analysis of monetary flows and financial transactions), - Participating in the digitalisation of operational processes (customer relations entry path, CRM and transactional tools, etc.),
- Helping to increase awareness of teams regarding risks (mainly operational/compliance/legal and credit risks).
- Help building the future Internal Control system, bringing together the teams and the French and German private banks (in place since January 2022)
Familiarity with Office tools is a prerequisite, as well as mastering of the AML-FT and MIFID regulations (the decree of 03 November 2014 is the cornerstone of our profession). English is also a prerequisite.
In terms of training/experience, you should have completed an academic curriculum focusing on audit and/or regulatory affairs and/or you have at least 3 years' related professional experience.
We're looking for someone who's motivated, adaptable, rigorous, analytical and a team player. The atmosphere within this team of 4 people is very healthy and friendly, and each Controller takes over from, supports and assists his neighbour when necessary
